Bivium Capital - Prospective Managers

The managers in our program have demonstrated high levels of integrity, strong investment performance, and sound business practices. If you are Interested in becoming one of Bivium’s funded managers, please complete the questionnaire below.

Contact Information

First Name

Last Name

Phone

Title

Firm Information

Firm Name

Street Address

City

State

Zip Code

Firm Details

Year Founded

Current Firm AUM

Employee Ownership (%)

Women or Minority Ownership (%)

Provide a brief overview of the history of the firm. Be sure to include information regarding the type of company and ownership structure and any changes that have occurred.

Provide a detailed biography for all members of the investment staff and Chief Compliance Officer, including date of hire.

Provide an organizational chart for the firm. (File size must be under 25MB)

Managed Assets

Please complete the following table regarding current assets under management:

Number of Clients

Number of Total Accounts

Institutional Assets (%)

HNW Assets (%)

Sub-Advisory Assets (%)

Product Name

Product Asset Class

Product Asset Class Detail

for Other please specify

Style

Benchmark

Investments

Provide an overview of your investment philosophy (be sure to include why you believe it is credible and differentiated).

Provide a detailed explanation of your investment process and any changes that have been made over time.

Describe your firm’s competitive advantages and how you seek to add value for clients.

How do you define, identify, and manage investment risk in your portfolios? What are the strategy’s performance and risk targets, and how were they derived?

Please detail whether your organization, or any of its affiliates or parent, or any officer, principal, or employee has been involved in any business litigation, regulatory violations, judgments, or complaints, or other legal proceedings related to your investment activities. If so, provide a brief explanation. Provide updates on any pending/ongoing substantive litigation.

Please attach monthly returns since inception for the composite (Excel), a snapshot of current holdings (Excel), a recent pitch book, and any relevant marketing materials for the strategy (e.g., quarterly commentary, factsheet, etc.). Please upload a single compressed folder. (File size must be under 25MB)

Compliance & Operations Overview

Please upload your firms’ current Code of Ethics and Compliance Manual / Policies & Procedures Manual. Please upload a single compressed folder (File size must be under 25MB).

Do you submit your firm's data to eVestment?

Yes